Privacy & Security
Our policy is to limit how, and with whom, we will share information.
We do not share information about you, or our former clients, with our affiliates or service providers or other third parties except on the limited basis permitted by law. It is necessary for us to have your personal information so that we know how to contact you in order to answer questions or to respond to your requests for information from us.
We do not sell lists of our clients.
We do not sell lists of our clients nor do we disclose client information to marketing companies. We do not share information with other companies. The exception being those companies hired to provide specific services for us.
We collect only the information necessary to deliver our products and services.
We may collect nonpublic personal information about you that generally falls into one of the following categories:
- Information such as your address, Social Security number, date of birth, phone number, income, investable assets, and investment profile that you may provide on account applications or during your business relationship with us.
- Account information such as your investment choices, account balances, and transaction history.
- Information relating to your use of our website, such as your user name, password, email address, zip code, failed attempts to log in, the last time you logged in, and portfolio information you may have provided on our Stockgrader page.
How we use the information we collect.
We use the information we collect primarily to maintain your accounts and process your transactions and requests. When required by law, we may need to disclose personal information where such action is deemed necessary to comply with a current judicial proceeding, court order, or legal process served on the firm. We may also rely on the information you provide to help us better understand you and your investing needs. This allows us to offer relevant investment products and services that may be of interest to you and to help us with our research efforts, mailings, or other Navellier marketing or communications activities.
Procedures to protect confidentiality and security of our clients.
While no company can guarantee the security of your information, we take steps to protect information from unauthorized access, including reasonable administrative, physical, and technical safeguards designed to protect information about you. We also apply special measures for authentication of information you request or submit to us on our website, www.navellier.com. Internally, we limit access to nonpublic personal and financial information about you to those Navellier personnel who need to know the information in order to provide products or services to you. We maintain physical, electronic, and procedural safeguards to protect your nonpublic personal and financial information. Additionally, we conduct periodic reviews of our computer systems, including security features.
How you may obtain Proxy Voting information.
Information on Navellier’s Proxy Voting Policies & Procedures may be obtained by visiting our website at www.navellier.com, or by contacting our office at (800) 887-8671.
A special note to Newsletter Subscribers:
Louis Navellier writes the commentary for various newsletters that are published and owned by InvestorPlace Media, LLC (“IPM”), a company not affiliated with Navellier & Associates, Inc., Navellier Hedge Management, Inc., or Navellier Genesis Management, LLC. These newsletters include Louis Navellier’s Emerging Growth, Blue Chip Growth, Quantum Growth, Global Growth, and Family Trust. Neither Navellier & Associates, Inc. nor Navellier Hedge Management, Inc. nor Navellier Genesis Management, LLC have any control over information you may provide to IPM. If you would like any information that you provided to IPM to remain private please, contact IPM directly at (800) 539-8216.
How you can correct and update personal information.
If you need to update or correct any personal information, you may contact us at (800) 887-8671.
Offer to receive a current copy of our ADV Part 2A and 2B.
This serves as notification of SEC Rule 204-2(a)(14) which states that all investment advisers must make available on an annual basis, to all existing clients, a copy of Form ADV Part 2A and 2B. If you would like to receive a free copy of our most current Form ADV Part 2A and 2B, please call us at (800) 887-8671 or write to us at:
Navellier & Associates / ADV Part 2A/2B
One East Liberty, Suite 504
Reno, NV 89501
A special note regarding our Advisory Agreements with clients.
Navellier has amended our Advisory Agreements and has replaced the arbitration clause with the following language:
- Subject to applicable law, (i) Navellier shall not be liable to the Client for any losses on investments made in good faith and in the absence of Navellier's gross negligence, and (ii) the Client shall indemnify and hold Navellier harmless from and against any claim by any third party based upon a loss from an investment made in good faith and in the absence of Navellier's gross negligence or based upon a breach by Client of any representation or warranty contained herein. Certain federal laws, including federal securities laws, impose liabilities under certain circumstances on persons who act in good faith and therefore nothing contained herein shall in any way constitute a waiver or limitation of any rights that the Client may have under any such federal laws.
This updated language will be applicable to all clients regardless of whether the agreement they signed with Navellier included the arbitration clause. We believe this change is clearer to clients that they may have a non-waivable right of action under the Investment Advisers Act of 1940.